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Rick Davidson Has Been the Subject of Three Customer Complaints
Public records published by the Financial Industry Regulatory Authority (FINRA) on June 23, 2017 indicate that New York-based National Securities Corporation broker/adviser Rick Davidson has been the...
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Jonathan Iraggi Was “Permitted to Resign” Following Allegations of...
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 7, 2017 indicate that New Jersey-based National Securities Corporation broker...
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Joseph Varvara Has Been the Subject of a Customer Complaint
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that New York-based National Securities Corporation broker Joseph...
View ArticleMiller Energy Resources Lawsuit: Investor Recovery Options
It may be possible for Miller Energy Resources stock investors to recover all or a portion of their investment losses by filing a lawsuit against the financial advisors who marketed and recommended the...
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Edward Caruth Has Received a Customer Complaint
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 5, 2017 indicate that New Jersey-based National Securities Corporation...
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Michael Blueweiss Was Terminated Following Allegations he Violated Firm Policy
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that New York-based National Securities Corporation broker Michael Blueweiss,...
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John Moy Recently Discharged in Connection to Alleged Rule Violations
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 1, 2018 indicate that Florida-based National Securities Corporation broker/adviser John...
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Rick Konecny, Sanctioned by FINRA Three Times, Has Now Been Barred
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former Illinois-based National Securities Corporation broker Rick...
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Kevin Wilson: Investor Seeks $457,000 In Private Placement Complaint
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2018 indicate that New York-based National Securities Corporation broker Kevin...
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Ronald Rothchild: Investors Seek More Than $200,000 in Pending Complaints
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that New York-based National Securities Corporation broker/adviser...
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National Securities Corporation: 70+ Customer and Regulatory Complaints
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 2, 2019 indicate that Washington-based broker-dealer firm National Securities...
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Rushdi Zalatimo, Registered Rep with National Securities Corporation in New...
Rushdi Zalatimo (CRD#: 3105039), a registered representative with National Securities Corporation (CRD#: 7569) of Jersey City, New Jersey, is currently involved in a $200,000 customer dispute over...
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William Braun, Florida Broker with National Securities Corp., Involved in...
William Braun (CRD#: 1271500), a registered representative with National Securities Corporation (CRD#: 7569), is currently involved in five customer disputes over private placements and unsuitable...
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Michael Burkoff, of National Securities Corp., Involved in $150,000 Customer...
Michael Burkoff (CRD#: 2751980), a registered representative with National Securities Corporation (CRD#: 7569), is currently involved in a pending customer dispute over unsuitable investments,...
View ArticleRobert Mann, of National Securities Corp., Involved in $175,000 Dispute Over...
Robert Mann (CRD#: 2847134), a registered representative with National Securities Corporation (CRD#: 7569) in Plainview, New York, is currently involved in a $175,000 customer dispute over suitability,...
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Mark Cline, of National Securities Corporation, Involved in 12 Customer...
Mark Cline (CRD#: 3206962), a registered representative with National Securities Corporation (CRD#: 7569) in Wildwood, Florida, is currently involved in 12 customer disputes over unsuitable...
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Frank Avallone, National Securities Corp. Broker, Involved in Two Disputes...
Frank Avallone (CRD#: 4814368), a registered representative with National Securities Corporation (CRD#: 7569) in South Norwalk, Connecticut, is currently involved in two pending customer disputes over...
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Vincent Villani, New York Broker, Involved in Investor Dispute Over...
Vincent Villani (CRD#: 4296670), a registered representative with National Securities Corporation (CRD#: 7569) in New York, New York, is currently involved in a customer dispute, according to his...
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